New Capital Partners
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Overview
New Capital Partners is a financial advisory company located in Birmingham, Alabama. The firm oversees $385.6 million in assets under management over five client accounts, placing it among the larger firms in the country by assets under management (AUM). The firm has a small group, including 8 financial advisors. New Capital Partners is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like bonds, options and equities.
New Capital Partners administers all of the company's client assets on a discretionary basis. Discretionary management signifies that buy and sell decisions are made by an investment advisor without needing the client's consent. The advisory firm administers an average of $77.1 million in assets for every client account. The average financial advisor at New Capital Partners administers fewer than one client account, making it one of the most personalized financial advisor firms in the country.
The firm's headquarters is located at 2101 Highland Avenue South, Birmingham, Alabama 35205. The firm is permitted to provide services to customers in the state of Alabama.
Assets Under Management
Number of Advisors
Disclosures
Office Location
New Capital Partners by the Numbers
$385.6 million
14
5
$77.1 million
Fee Structure
Financial advisory fees largely depend on which services are offered. However, fee types billed by the firm most likely are comprised of any combination of the following fee structures: asset-based, performance-based or other. The company does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The firm works with pooled investment vehicles. Out of its five clients, New Capital Partners's biggest client is pooled investment vehicles. None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
New Capital Partners does not have any disclosures.
Please visit its Form ADV for more details.
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