Walton Financial

CRD#331634
Investment Advisor Firm

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Learn more about Walton Financial

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Walton Financial is located at 2564 18th Street South, Birmingham, AL. The firm employs 2 financial advisors to manage client portfolios and provide financial guidance. Walton Financial is not a registered broker-dealer.

    Walton Financial offers financial planning services and portfolio management for individuals and small businesses. Over the past year, the firm has provided financial planning services to between 26 and 50 clients. The fee structure at Walton Financial includes asset-based, hourly, and fixed fees.

    Walton Financial is registered in the states of Alabama, Florida, Georgia, Louisiana, North Carolina, Tennessee, and Texas.

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    2564 18Th Street South
    Birmingham, AL 35209

    Walton Financial by the Numbers

    Total Number of Employees

    4

    National Average: 64
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    Products and Services

    Financial services offered by Walton Financial include financial planning services and portfolio management for individuals and small businesses. In the last financial year, Walton Financial provided 26-50 of its customers with financial planning services. The Company is not engaged in selling products or offering services other than investment advisory services to its investment advisory customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    A financial advisor's fees largely vary depending on the type of financial services offered. Fees charged by Walton Financial can include any combination of the following fee structures: asset-based, hourly, or fixed.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Disclosures

    Walton Financial does not have any disclosures.

    Please visit its Form ADV for more details.

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