Rh Buchanan

CRD#166806
Investment Advisor Firm

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Learn more about Rh Buchanan

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Rh Buchanan operates as a financial advisory company that has its headquarters in Ketchikan, Alaska. Rh Buchanan administers $152.0 million in total assets across 31 client accounts, making it a mid-tier financial advisory firm in the nation by assets under management (AUM). The company has a small team, including 1 financial advisor. Rh Buchanan is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial assets such as bonds, stocks and options.

    Rh Buchanan administers all of the company's client assets in a discretionary manner. Discretionary management means that buy and sell choices for the client's account are made by a portfolio manager without needing the client's consent. Rh Buchanan's average account size is $4.9 million. The typical financial advisor at Rh Buchanan oversees around 31 client accounts, making it about average in terms of personalization.

    Rh Buchanan's central office is located at 29 Main Street, Ketchikan, Alaska 99901. The firm is legally registered to provide services to customers across a few states, including Alaska and Georgia.

    Assets Under Management

    $152.0 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    29 Main Street
    Ketchikan, AK 99901

    Rh Buchanan by the Numbers

    Total Assets Under Management

    $152.0 million

    National Average: $8.6 billion
    Total Number of Employees

    1

    National Average: 64
    Total Number of Accounts

    31

    National Average: 375,227
    Average Account Size

    $4.9 million

    National Average: $23.0 thousand
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    Products and Services

    Rh Buchanan provides multiple financial services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. However, the company did not provide financial planning services to any of its clients in the previous fiscal year. Rh Buchanan is involved in selling products or offering services aside from investment advisory services to its customers. It also has a number of financial industry affiliations, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Financial advisory fees are based on which services the firm provides the client. However, fees charged by the company may include the following fee types: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Rh Buchanan.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Rh Buchanan works with retail investors, pension plans and other. Out of its 31 customers, Rh Buchanan's biggest client is retail investors. None of the firm's accounts are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 45.16%
    • Corporations - 54.84%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rh Buchanan does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Rh Buchanan

    Ryan Buchanan
    Ketchikan, AK
    Caleb Hobgood
    Ketchikan, AK

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