Ascendant Financial Solutions, Inc
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Overview
Ascendant Financial Solutions, Inc operates as an advisory company that has its headquarters in Flagstaff, Arizona. Ascendant Financial Solutions, Inc oversees $259.2 million in total assets throughout 686 customer accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). It has a small team, including 5 financial advisors. Ascendant Financial Solutions, Inc does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments like bonds, equities and options.
Ascendant Financial Solutions, Inc manages all of its client assets in a discretionary manner. Discretionary management means that a portfolio manager makes transaction judgments for the client's account without needing to seek client authorization. The firm's typical account size is $377,855. An average advisor at Ascendant Financial Solutions, Inc oversees about 137 client accounts.
Ascendant Financial Solutions, Inc's main office is at 809 W. Riordan, Flagstaff, Arizona 86001. It is legally allowed to serve clients throughout 5 states, including Arizona, California, Colorado, Oregon and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ascendant Financial Solutions, Inc by the Numbers
$259.2 million
11
686
$377.9 thousand
Products and Services
Ascendant Financial Solutions, Inc provides a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and pension consulting services. However, it did not provide financial planning services to any of its clients in the prior financial year. The company does sell products or offer services apart from investment advisory services to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management are based on the type of services offered. Fee types billed by the company can consist of the following fee structures: asset-based, fixed or other. Ascendant Financial Solutions, Inc does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The firm provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 686 clients, Ascendant Financial Solutions, Inc's biggest client type is retail investors, though it also caters to 127 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of its accounts reside abroad.
- High-Net-Worth Individuals* - 35.77%
- Other Individuals - 60%
- Corporations - 4.23%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ascendant Financial Solutions, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Ascendant Financial Solutions, Inc
Flagstaff, AZ
Flagstaff, AZ
Flagstaff, AZ
Flagstaff, AZ
Flagstaff, AZ
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