Ashton Thomas Private Wealth
Answer a few questions and
get matched with an advisor.
Learn more about Ashton Thomas Private Wealth
Overview
Ashton Thomas Private Wealth is a financial advisor firm headquartered in Scottsdale, Arizona. The company controls $2.0 billion in total assets throughout 4,533 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management (AUM). It has an average-sized group, including 37 financial advisors. Ashton Thomas Private Wealth does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments such as options, bonds and equities.
Ashton Thomas Private Wealth administers the majority of the firm's client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make transaction judgments for the client's account without needing the customer's consent. It also has 35 non-discretionary accounts with a total of $5.1 million in assets. Ashton Thomas Private Wealth's average account size is $441,912. The average advisor at Ashton Thomas Private Wealth administers about 123 client accounts.
The firm's headquarters is at 15279 N Scottsdale Road, Scottsdale, Arizona 85254. The firm is permitted to provide services to clients across 30 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ashton Thomas Private Wealth by the Numbers
$2.0 billion
48
4,533
$441.9 thousand
Products and Services
Ashton Thomas Private Wealth provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. In the prior fiscal year, the company provided financial planning services to 11-25 of its customers. It does not sell products or offer services other than investment advice to its investment advisory customers. The firm also has a number of financial industry affiliations, including with an accountant or accounting firm and insurance company or agency.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice largely depend on which services are provided. Fee types billed by the company most likely include any blend of the following fee structures: asset-based or hourly. The company participates in a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Ashton Thomas Private Wealth manages money for a broad range of investors. The company caters to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 4,533 accounts, Ashton Thomas Private Wealth's largest client type by number of accounts is retail investors, but it also serves 488 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers reside abroad.
- High-Net-Worth Individuals* - 27.35%
- Other Individuals - 69.67%
- Corporations - 2.69%
- Charitable Organizations - 0.28%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Ashton Thomas Private Wealth does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Ashton Thomas Private Wealth
Helena, MT
Colorado Springs, CO
Scottsdale, AZ
Bozeman, MT
Saint Helena, CA
Bozeman, MT
Scottsdale, AZ
Scottsdale, AZ
Scottsdale, AZ
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.