Curafin Advisors

CRD#329091
Investment Advisor Firm

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Overview

Curafin Advisors is located at 4747 N. 22Nd St., Phoenix, AZ. The firm employs 3 financial advisors to manage client portfolios and provide financial guidance. Curafin Advisors is not a registered broker-dealer.

Curafin Advisors oversees $229.2 million in assets under management across 81 accounts, all of which are discretionary. The services offered include portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The firm caters to pooled investment vehicles and pension plans, with pension plans being the largest client type by accounts. The fee structure at Curafin Advisors includes asset-based and fixed fees.

Curafin Advisors is registered in the state of Arizona.

Assets Under Management

$229.2 million

Number of Advisors

3

Disclosures

No

Office Location

4747 N. 22Nd St.
Phoenix, AZ 85016

Curafin Advisors by the Numbers

Total Assets Under Management

$229.2 million

National Average: $8.6 billion
Total Number of Employees

6

National Average: 64
Total Number of Accounts

81

National Average: 375,227
Average Account Size

$2.8 million

National Average: $23.0 thousand
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Products and Services

Curafin Advisors offers multiple financial services, which can consist of portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. However, Curafin Advisors did not provide any of its customers with financial planning services in the prior financial year. The Company is not engaged in selling products or offering services other than investment advisory services to its investment advisory clients.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees for financial advice largely vary depending on the financial services provided. Fees billed by Curafin Advisors may include some blend of the following fee structures: asset-based or fixed.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

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    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

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    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It caters to pooled investment vehicles and pension plans. Out of its 2 clients, Curafin Advisors's biggest client type by number of accounts is pension plans.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Curafin Advisors does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Curafin Advisors

Ty Wheeler
Phoenix, AZ
Katherine Aragon
Phoenix, AZ
Shawn West
Phoenix, AZ

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