Invicta Financial Group

CRD#288008
Investment Advisor Firm

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Learn more about Invicta Financial Group

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Invicta Financial Group is a financial advisory company that has its headquarters in Yuma, Arizona. Invicta Financial Group administers $197.6 million in assets under management across 1,518 client accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). Invicta Financial Group has a small group, including 11 financial advisors. Invicta Financial Group is not a registered broker-dealer, signifying that it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as bonds, options and stocks.

    Invicta Financial Group manages none of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell decisions for the client's account are made by an investment advisor without needing to seek the client's permission. The firm also oversees 1,518 non-discretionary accounts totaling $197.6 million in assets under management. The investment advisory firm supervises an average of $130,175 in assets for each customer account. The average financial advisor at Invicta Financial Group manages around 138 client accounts.

    The company's headquarters is located at 2615 East 24Th Street, Yuma, Arizona 85365. The company is legally allowed to serve clients across 11 U.S. states and territories.

    Assets Under Management

    $197.6 million

    Number of Advisors

    11

    Disclosures

    No

    Office Location

    2615 East 24Th Street
    Yuma, AZ 85365

    Invicta Financial Group by the Numbers

    Total Assets Under Management

    $197.6 million

    National Average: $8.6 billion
    Total Number of Employees

    11

    National Average: 64
    Total Number of Accounts

    1,518

    National Average: 375,227
    Average Account Size

    $130.2 thousand

    National Average: $23.0 thousand
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    Products and Services

    Invicta Financial Group offers a number of financial services, including financial planning services, selection of other advisers and other services. In the past financial year, Invicta Financial Group provided financial planning services to 251-500 of its customers. The firm does not sell products or offer services other than investment advice to its investment advisory customers. The company also has a number of financial industry affiliations, including with an insurance company or agency and real estate broker or dealer.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Find a firm that offers this service

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management are based on the services provided. However, fee types charged by the firm likely consist of the following fee types: asset-based, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It works with retail investors and high net worth investors. Out of its 1,518 accounts, Invicta Financial Group's largest client group by number of accounts is retail investors, though it also serves 160 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are non-U.S. persons.

    • High-Net-Worth Individuals* - 33.47%
    • Other Individuals - 66.53%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Invicta Financial Group does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Invicta Financial Group

    Sandi Goldhamer
    Yuma, AZ
    Gerardo Garcia
    Yuma, AZ
    Blake Morlet
    Temecula, CA
    Benjamin Williams
    Yuma, AZ
    Phillip Mills
    Boerne, TX
    Doyel Price
    Yuma, AZ
    Leigh Harns
    Coronado, CA
    Howard Barker
    San Diego, CA
    Scott Hull
    Yuma, AZ

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