Redwood Investment Management, LLC
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Overview
Redwood Investment Management, LLC is a financial advisor firm that has its headquarters in Scottsdale, Arizona. The company handles $2.4 billion in total assets throughout 1,444 customer accounts, placing it among the biggest firms in the nation by assets under management (AUM). Redwood Investment Management, LLC has a small group, including 8 financial advisors. Redwood Investment Management, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable financial assets such as stocks, bonds and options.
Redwood Investment Management, LLC oversees all of the company's client assets on a discretionary basis. Discretionary management is a structure in which buy and sell choices are made by a portfolio manager without requiring client permission. The company's average account size is $1.7 million. The average advisor at Redwood Investment Management, LLC administers around 181 client accounts.
The company's main office is at 4110 N. Scottsdale Rd., Ste. 125, Scottsdale, Arizona 85251. Redwood Investment Management, LLC is legally allowed to provide services to customers throughout 12 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Redwood Investment Management, LLC by the Numbers
$2.4 billion
31
1,444
$1.7 million
Fee Structure
A financial advisor's fees largely vary depending on which services the firm provides the client. However, fees charged by the company can include any combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm manages money for a broad range of investors. The company works with retail investors, high net worth investors, investment companies, pooled investment vehicles and other investment advisers. Out of its 1,444 customers, Redwood Investment Management, LLC's biggest client group by number of accounts is retail investors, although it also serves 75 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 36.95%
- Other Individuals - 57.64%
- Corporations - 5.42%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Redwood Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Redwood Investment Management, LLC
Los Angeles, CA
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