Sharpepoint, LLC

CRD#290719
Investment Advisor Firm

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Overview

Sharpepoint, LLC is a financial advisor firm based in Phoenix, Arizona. It manages $131.4 million in total assets across 972 customer accounts, making it a mid-tier firm in the country by assets under management (AUM). Sharpepoint, LLC has a small team, including 5 financial advisors. Sharpepoint, LLC is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal assets such as equities, bonds and options.

Sharpepoint, LLC manages all of the company's accounts in a discretionary manner. Discretionary management signifies that buy and sell choices are made by an investment advisor without needing to seek the customer's permission. The firm supervises an average of $135,193 for each client account. An average financial advisor at Sharpepoint, LLC administers about 194 client accounts.

The company's headquarters is at 5090 N. 40Th Street, Phoenix, Arizona 85018. The firm is legally registered to provide services to clients throughout a number of states, including Arizona, California, Colorado, Michigan, New Hampshire, New Mexico, Texas and Washington.

Assets Under Management

$131.4 million

Number of Advisors

5

Disclosures

No

Office Location

5090 N. 40Th Street
Phoenix, AZ 85018

Sharpepoint, LLC by the Numbers

Total Assets Under Management

$131.4 million

National Average: $8.6 billion
Total Number of Employees

7

National Average: 64
Total Number of Accounts

972

National Average: 375,227
Average Account Size

$135.2 thousand

National Average: $23.0 thousand
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Products and Services

Sharpepoint, LLC provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses and educational seminars. In the prior fiscal year, it provided 11-25 of its accounts with financial planning services. The firm does not sell products or offer services apart from investment advice to its investment advisory accounts. It also has a number of financial industry affiliations, including with an accountant or accounting firm and insurance company or agency.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 6% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

A financial advisor's fees usually vary depending on which services the firm provides the client. However, fee types charged by the company likely consist of some combination of the following fee types: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company manages money for a number of different customers. Sharpepoint, LLC provides services to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations and corporations. Out of its 972 accounts, Sharpepoint, LLC's biggest client is retail investors, but it also manages money for 53 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are from outside of the U.S.

  • High-Net-Worth Individuals* - 12.27%
  • Other Individuals - 84.03%
  • Corporations - 1.85%
  • Charitable Organizations - 1.85%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Sharpepoint, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Sharpepoint, LLC

James Regan
Phoenix, AZ
Jason Mccaleb
Phoenix, AZ
Brian Robinson
Phoenix, AZ
Kevin Palmer
Phoenix, AZ
Daniel Laraway
Phoenix, AZ

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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