Silverhawk Asset Management, LLC

CRD#167798
Investment Advisor Firm

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Overview

Silverhawk Asset Management, LLC is a financial advisor company headquartered in Scottsdale, Arizona. The firm controls $233.6 million in assets under management across 2,657 accounts, placing it in the mid-tier of financial advisory firms in the nation by assets under management (AUM). It has a small team of 13 employees, all of whom are financial advisors. Silverhawk Asset Management, LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are tradable financial investments like options, stocks and bonds.

Silverhawk Asset Management, LLC manages some of the company's client assets on a discretionary basis. Discretionary management is a structure in which transaction judgments are made by a portfolio manager without requiring client permission. The company also has 1,711 non-discretionary accounts totaling $129.8 million in AUM. The firm supervises roughly $87,937 for every customer account. The typical financial advisor at Silverhawk Asset Management, LLC manages about 204 client accounts.

The firm's headquarters is at 21090 N. Pima Road, Scottsdale, Arizona 85255. Silverhawk Asset Management, LLC is registered to provide services to investors across 4 states, including Arizona, California, Tennessee and Washington.

Assets Under Management

$233.6 million

Number of Advisors

13

Disclosures

No

Office Location

21090 N. Pima Road
Scottsdale, AZ 85255

Silverhawk Asset Management, LLC by the Numbers

Total Assets Under Management

$233.6 million

National Average: $3.3 billion
Total Number of Employees

13

National Average: 31
Total Number of Accounts

2,657

National Average: 1,935
Average Account Size

$87.9 thousand

National Average: $1.7 million

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Products and Services

Silverhawk Asset Management, LLC offers multiple services, which can include financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past financial year, the firm provided financial planning services to 26-50 of its accounts. The company is not engaged in selling products or offering services apart from investment advice to its investment advisory clients. It also has a number of financial industry affiliations, including with an insurance company or agency and real estate broker or dealer.

Core Advisor Services

  • Offered by 44% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 61% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial advisory fees usually are based on the financial services offered. Fees billed by the firm most likely are comprised of some blend of the following fee structures: asset-based, hourly, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 39% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

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    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

The firm works with retail investors, high net worth investors and pension plans. Out of its 2,657 accounts, Silverhawk Asset Management, LLC's largest client group is retail investors, although it also manages money for 29 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 6.94%
  • Other Individuals - 86.36%
  • Corporations - 6.7%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Silverhawk Asset Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA