Silverhawk Asset Management, LLC

CRD#167798
Investment Advisor Firm

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Overview

Silverhawk Asset Management, LLC is a financial advisory firm based in Scottsdale, Arizona. It handles $234.0 million in total assets over 2,631 customer accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The company has a small group of 14 employees, all of whom are financial advisors. Silverhawk Asset Management, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as stocks, bonds and options.

Silverhawk Asset Management, LLC oversees some of the company's accounts in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make buy and sell decisions without needing to seek the client's consent. The company also oversees 1,688 non-discretionary accounts with a total of $145.7 million in assets. Silverhawk Asset Management, LLC's typical account size is $88,936. An average advisor at Silverhawk Asset Management, LLC administers around 188 client accounts.

The firm's headquarters is at 21090 N. Pima Road, Scottsdale, Arizona 85255. It is legally permitted to serve investors throughout a few states, including Arizona, California, Connecticut, Tennessee and Washington.

Assets Under Management

$234.0 million

Number of Advisors

14

Fee Structure

Asset-based, Hourly, Fixed, Other

Disclosures

No

Office Location

21090 N. Pima Road
Scottsdale, AZ 85255

Silverhawk Asset Management, LLC by the Numbers

Total Assets Under Management

$234.0 million

National Average: $3.3 billion
Total Number of Employees

14

National Average: 4,943
Total Number of Accounts

2,631

National Average: 2,522
Average Account Size

$88.9 thousand

National Average: $1.3 million

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Products and Services

Silverhawk Asset Management, LLC provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past fiscal year, Silverhawk Asset Management, LLC provided financial planning services to 26-50 of its clients. Silverhawk Asset Management, LLC is not engaged in selling products or offering services apart from investment advisory services to its investment advisory accounts. Silverhawk Asset Management, LLC is also affiliated with one or more other companies in the financial services industry, including with an insurance company or agency and real estate broker or dealer.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 63% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial advisory fees typically are based on the financial services provided. Fee types charged by Silverhawk Asset Management, LLC most likely are comprised of the following fee structures: asset-based, hourly, fixed or other. The firm does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 37% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

The firm works with retail investors and high net worth investors. Out of its 2,631 accounts, Silverhawk Asset Management, LLC's biggest client by number of accounts is retail investors, although it also caters to 51 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.

  • High-Net-Worth Individuals* - 12.94%
  • Other Individuals - 87.06%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Silverhawk Asset Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA