Strategy Financial Group
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Overview
Strategy Financial Group operates as an advisory company located in Phoenix, Arizona. The firm controls $135.8 million in total assets over 896 customer accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). Strategy Financial Group has a small group, including 6 financial advisors. Strategy Financial Group does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments like options, stocks and bonds.
Strategy Financial Group manages all of the company's client assets in a discretionary manner. Discretionary management signifies that an investment advisor has the discretion to make transaction judgments for the client's account without needing the client's permission. The investment advisory firm oversees roughly $151,551 for each customer account. The typical advisor at Strategy Financial Group oversees about 149 client accounts.
The firm's headquarters is located at 7010 E Chauncey Lane, Phoenix, Arizona 85054. The firm is permitted to serve clients throughout 5 states, including Arizona, California, Michigan, New Mexico and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Strategy Financial Group by the Numbers
$135.8 million
16
896
$151.6 thousand
Products and Services
Strategy Financial Group provides a number of services, which can consist of financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past fiscal year, the company provided financial planning services to 500 of its clients. It is not involved in selling products or offering services apart from investment advice to its investment advisory customers. The firm also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically depend on which services are offered. Fees billed by Strategy Financial Group can be comprised of any blend of the following fee structures: asset-based or hourly. Strategy Financial Group does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors and high net worth investors. Out of its 896 clients, Strategy Financial Group's biggest client type by number of accounts is retail investors, although it also caters to 83 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 14.43%
- Other Individuals - 85.57%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Strategy Financial Group does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Strategy Financial Group
Phoenix, AZ
Phoenix, AZ
Phoenix, AZ
Phoenix, AZ
Phoenix, AZ
Phoenix, AZ
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