Vigilare Wealth Management LLC

CRD#157663
Investment Advisor Firm

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Overview

Vigilare Wealth Management LLC is a financial advisor company that has its headquarters in Scottsdale, Arizona. It has $244.1 million in assets under management throughout 447 client accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). It has a small team of four employees, all of whom are financial advisors. Vigilare Wealth Management LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments such as bonds, options and stocks.

Vigilare Wealth Management LLC oversees 430 of the company's client assets on a discretionary basis. Discretionary management signifies that transaction choices are made by a portfolio manager without needing client authorization. The firm also administers 17 non-discretionary accounts with a total of $16.2 million in assets. The company's average account size is $546,094. The typical financial advisor at Vigilare Wealth Management LLC manages around 112 client accounts.

Vigilare Wealth Management LLC's headquarters is located at 8585 East Hartford Drive, Scottsdale, Arizona 85255. It is legally registered to provide services to customers across a number of states, including Arizona, California, Colorado and Texas.

Assets Under Management

$244.1 million

Number of Advisors

4

Fee Structure

Asset-based, Performance-based

Disclosures

No

Office Location

8585 East Hartford Drive
Scottsdale, AZ 85255

Vigilare Wealth Management LLC by the Numbers

Total Assets Under Management

$244.1 million

National Average: $3.3 billion
Total Number of Employees

4

National Average: 4,943
Total Number of Accounts

447

National Average: 2,522
Average Account Size

$546.1 thousand

National Average: $1.3 million

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Products and Services

Vigilare Wealth Management LLC provides a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses, market timing services and other services. Notably, the firm did not provide financial planning services to any of its clients in the prior fiscal year. The firm does sell products or offer services apart from investment advice to its customers.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 63% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Offered by 0% of firms

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

A financial advisor's fees are based on the type of financial services offered. However, fees billed by the company most likely consist of some combination of the following fee structures: asset-based or performance-based. Vigilare Wealth Management LLC does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It provides services to retail investors, high net worth investors and pension plans. Out of its 447 customers, Vigilare Wealth Management LLC's biggest client is retail investors, but it also serves 46 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 38.98%
  • Other Individuals - 56.78%
  • Corporations - 4.24%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Vigilare Wealth Management LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA