Vigilare Wealth Management LLC

CRD#157663
Investment Advisor Firm

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Overview

Vigilare Wealth Management LLC operates as a financial advisor firm that has its headquarters in Scottsdale, Arizona. The company administers $244.1 million in assets throughout 447 accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). It has a small group of four employees, all of whom are financial advisors. Vigilare Wealth Management LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as bonds, equities and options.

Vigilare Wealth Management LLC administers more than half of the firm's accounts on a discretionary basis. Discretionary management signifies that transaction choices for the client's account are made by an investment advisor without needing the client's consent. The company also administers 17 non-discretionary accounts with a total of $16.2 million in assets. Vigilare Wealth Management LLC administers roughly $546,094 for each client account. The typical financial advisor at Vigilare Wealth Management LLC administers around 112 client accounts.

The company's headquarters is located at 8585 East Hartford Drive, Scottsdale, Arizona 85255. The company is allowed to provide services to customers throughout a few states, including Arizona, California, Colorado, Nevada, Texas and Washington.

Assets Under Management

$244.1 million

Number of Advisors

4

Disclosures

No

Office Location

8585 East Hartford Drive
Scottsdale, AZ 85255

Vigilare Wealth Management LLC by the Numbers

Total Assets Under Management

$244.1 million

National Average: $3.3 billion
Total Number of Employees

4

National Average: 31
Total Number of Accounts

447

National Average: 1,935
Average Account Size

$546.1 thousand

National Average: $1.7 million

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Products and Services

Vigilare Wealth Management LLC provides a number of services, which can include financial planning services, portfolio management for individuals and small businesses, market timing services and other services. Notably, the company did not provide any of its customers with financial planning services in the previous financial year. Vigilare Wealth Management LLC is engaged in selling products or offering services other than investment advice to its customers.

Core Advisor Services

  • Offered by 44% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 61% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Offered by 0% of firms

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees charged by financial advisors vary depending on which services the firm provides the client. However, fee types billed by Vigilare Wealth Management LLC most likely include the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 39% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It caters to retail investors, high net worth investors and pension plans. Out of its 447 accounts, Vigilare Wealth Management LLC's biggest client by number of accounts is retail investors, though it also serves 46 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.

  • High-Net-Worth Individuals* - 38.98%
  • Other Individuals - 56.78%
  • Corporations - 4.24%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Vigilare Wealth Management LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Vigilare Wealth Management LLC

Racquel Kolsrud
San Diego, CA
Michael Delcarlo
Scottsdale, AZ
Danita Rios
Scottsdale, AZ
Zeljko Zdrale
Scottsdale, AZ
Jason Polit
Scottsdale, AZ

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This content was compiled from the SEC and FINRA