Voya Investments, LLC

CRD#111091
Investment Advisor Firm

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Overview

Voya Investments, LLC operates as an advisory company headquartered in Scottsdale, Arizona. Voya Investments, LLC administers $81.8 billion in assets over 156 accounts, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The firm has a large team of 135 employees, all of whom are financial advisors. Voya Investments, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable financial assets like equities, bonds and options.

Voya Investments, LLC oversees all of its client assets in a discretionary manner. Discretionary management is a structure in which buy and sell choices for the client's account are made by an investment advisor without needing client consent. Voya Investments, LLC oversees an average of $524.4 million for every customer account. The average financial advisor at Voya Investments, LLC oversees about one client account, making it one of the most individualized advisor firms in the country.

The company's central office is located at 7337 E. Doubletree Ranch Road, Scottsdale, Arizona 85258-2034. Voya Investments, LLC is legally allowed to provide services to clients in the state of Arizona.

Assets Under Management

$81.8 billion

Number of Advisors

135

Fee Structure

Asset-based, Performance-based

Disclosures

Yes

Office Location

7337 E. Doubletree Ranch Road
Scottsdale, AZ 85258-2034

Voya Investments, LLC by the Numbers

Total Assets Under Management

$81.8 billion

National Average: $3.3 billion
Total Number of Employees

135

National Average: 4,943
Total Number of Accounts

156

National Average: 2,522
Average Account Size

$524.4 million

National Average: $1.3 million

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Products and Services

Voya Investments, LLC provides a variety of financial services, which can include portfolio management for investment companies, portfolio management for pooled investment vehicles and selection of other advisers. It does sell products or offer services different than investment advisory services to its clients. The firm is also affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer, insurance company or agency and commodity pool advisor.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees typically vary depending on the services provided. However, fees charged by the company can be comprised of some combination of the following fee structures: asset-based or performance-based. The firm does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

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    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Voya Investments, LLC provides services to investment companies and pooled investment vehicles. Out of its 156 accounts, Voya Investments, LLC's biggest client is investment companies. Just 3% of the firm's accounts are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Voya Investments, LLC has disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA