Windsor Capital Management, LLC
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Overview
Windsor Capital Management, LLC operates as a financial advisory firm based in Phoenix, Arizona. The firm oversees $587.5 million in assets across 1,207 accounts, placing it among the bigger investment advisory firms in the country by assets under management (AUM). Windsor Capital Management, LLC has a small group, including 5 financial advisors. Windsor Capital Management, LLC is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal assets such as equities, bonds and options.
Windsor Capital Management, LLC manages all of the firm's client assets in a discretionary manner. Discretionary management is a structure in which transaction judgments for the client's account are made by a portfolio manager without needing to seek the customer's permission. The investment advisory firm oversees roughly $486,730 for every client account. The typical financial advisor at Windsor Capital Management, LLC administers around 241 client accounts.
The firm's central office is at 20860 North Tatum Blvd., Phoenix, Arizona 85050. The firm is permitted to serve customers throughout 18 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Windsor Capital Management, LLC by the Numbers
$587.5 million
8
1,207
$486.7 thousand
Products and Services
Windsor Capital Management, LLC offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and other services. In the last financial year, the firm provided financial planning services to 1-10 of its customers. The firm is not engaged in selling products or offering services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically vary depending on which services the firm provides the client. However, fee types billed by the company can be comprised of some blend of the following fee types: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with a number of different clients. Windsor Capital Management, LLC provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 1,207 accounts, Windsor Capital Management, LLC's largest client group is retail investors, though it also manages money for 200 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 33%
- Other Individuals - 49.17%
- Corporations - 16.83%
- Charitable Organizations - 0.99%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Windsor Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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