Boston Mountain Money Management, Inc

CRD#143649
Investment Advisor Firm

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Overview

Boston Mountain Money Management, Inc operates as a financial advisor company located in Rogers, Arkansas. The company administers $121.2 million in assets over 363 customer accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group of six employees, including five financial advisors. Boston Mountain Money Management, Inc does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets like bonds, options and equities.

Boston Mountain Money Management, Inc administers all of its accounts on a discretionary basis. Discretionary management means that transaction decisions are made by a portfolio manager without requiring client permission. The investment advisory firm administers roughly $333,805 in assets for each client account. An average financial advisor at Boston Mountain Money Management, Inc oversees around 73 client accounts, placing it towards the middle in terms of personalization.

Boston Mountain Money Management, Inc's main office is at 2003 S. Horsebarn Rd, Rogers, Arkansas 72758. It is registered to serve clients throughout a number of states, including Arkansas, New Hampshire and Texas.

Assets Under Management

$121.2 million

Number of Advisors

5

Disclosures

No

Office Location

2003 S. Horsebarn Rd
Rogers, AR 72758

Boston Mountain Money Management, Inc by the Numbers

Total Assets Under Management

$121.2 million

National Average: $3.7 billion
Total Number of Employees

6

National Average: 29
Total Number of Accounts

363

National Average: 2,073
Average Account Size

$333.8 thousand

National Average: $1.8 million

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Products and Services

Financial services that Boston Mountain Money Management, Inc offers can include financial planning services and portfolio management for individuals and small businesses. In the last fiscal year, the firm provided financial planning services to 101-250 of its customers. The company does not sell products or offer services other than investment advisory services to its investment advisory accounts.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

A financial advisor's fees largely vary depending on which services are offered. However, fees charged by the company can consist of any blend of the following fee structures: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company caters to retail investors and high net worth investors. Out of its 363 accounts, Boston Mountain Money Management, Inc's largest client type is retail investors, but it also caters to 39 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are from outside of the U.S.

  • High-Net-Worth Individuals* - 30.23%
  • Other Individuals - 69.77%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Boston Mountain Money Management, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Boston Mountain Money Management, Inc

Joshua Peters
Rogers, AR
Stefanie Ceola
Rogers, AR
Garrett Hizer
Rogers, AR
Shawn Alaniz
Rogers, AR
Samuel Dunn
Rogers, AR

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This content was compiled from the SEC and FINRA

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.