Financial Management, Inc
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Overview
Financial Management, Inc is located at 521 President Clinton Avenue, Little Rock, AR. The firm employs 4 financial advisors to manage client portfolios and provide financial guidance. Financial Management, Inc is not a registered broker-dealer.
Financial Management, Inc oversees $118.1 million in assets under management across 347 accounts, of which 338 are discretionary and 9 are non-discretionary. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and other services. The firm caters to retail investors, high net worth investors, and corporations, with retail investors being the largest client type by accounts. The fee structure at Financial Management, Inc includes asset-based, hourly, and fixed fees. The firm has 23 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, a banking or thrift institution, and an insurance company or agency.
Financial Management, Inc is registered in the states of Alabama, Arkansas, Indiana, Louisiana, South Carolina, and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Financial Management, Inc by the Numbers
$118.1 million
4
347
$340.2 thousand
Products and Services
Financial Management, Inc offers a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and other services. Notably, Financial Management, Inc did not provide any of its customers with financial planning services in the previous financial year. The Firm does sell products or offer services aside from investment advisory services to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically depend on which service is offered. Fees charged by Financial Management, Inc most likely consist of any combination of the following fee structures: asset-based, hourly, or fixed.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It caters to retail investors, high net worth investors, and corporations. Out of its 3 clients, Financial Management, Inc's largest client group by number of accounts is high net worth investors, though it also serves 23 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 14.47%
- Other Individuals - 79.25%
- Corporations - 6.29%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Financial Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Financial Management, Inc
Little Rock, AR
Little Rock, AR
Little Rock, AR
Little Rock, AR
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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