Independent Financial Advisors, Inc
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Overview
Independent Financial Advisors, Inc operates as a financial advisory firm based in Maumelle, Arkansas. The firm controls $12.3 million in total assets across 57 customer accounts. The firm has a small group of two employees, all of whom are financial advisors. Independent Financial Advisors, Inc is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as equities, options and bonds.
Independent Financial Advisors, Inc manages the majority of the company's client assets in a discretionary manner. Discretionary management signifies that buy and sell decisions for the client's account are made by a portfolio manager without needing client approval. The firm also oversees one non-discretionary accounts with a total of $2.2 million in AUM. The company administers roughly $216,614 in assets for every account. 30000000 of their investments for financial planning services were in securities, with under $100,000 placed in non-securities. An average advisor at Independent Financial Advisors, Inc oversees about 29 client accounts, making it about average in terms of personalization.
The firm's central office is located at 8412 Counts Massie Road, Maumelle, Arkansas 72113. It is legally permitted to serve customers throughout 3 states, including Arkansas, Mississippi and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Independent Financial Advisors, Inc by the Numbers

$12.3 million

2

57

$216.6 thousand
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Products and Services
Financial services that Independent Financial Advisors, Inc offers include financial planning services and portfolio management for individuals and small businesses. In the last financial year, the firm provided financial planning services to 11-25 of its customers. Independent Financial Advisors, Inc does sell products or offer services different than investment advisory services to its customers. The firm also has a number of financial industry affiliations, including with an accountant or accounting firm.
Core Advisor Services
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Offered by 45% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 62% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically are based on which services the firm provides the client. Fees billed by Independent Financial Advisors, Inc may include any combination of the following fee types: asset-based or hourly. Independent Financial Advisors, Inc does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee. The company can withdraw the charges directly from client funds.
Available
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Offered by 74% of firms
Percentage of Assets
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Offered by 35% of firms
Hourly
Unavailable
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Find one of the 2% of firms that offer this fee type
Commissions
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Find one of the 17% of firms that offer this fee type
Performance-based
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Find one of the 1% of firms that offer this fee type
Subscription
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Find one of the 40% of firms that offer this fee type
Fixed
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Find one of the 12% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors and high net worth investors. Out of its 57 accounts, Independent Financial Advisors, Inc's biggest client is retail investors, but it also manages money for six high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 16.22%
- Other Individuals - 83.78%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Independent Financial Advisors, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Independent Financial Advisors, Inc
Maumelle, AR
Maumelle, AR
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