Lexington Research And Capital Group, LLC

CRD#108576
Investment Advisor Firm

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Overview

Lexington Research And Capital Group, LLC is a financial advisory firm based in Fayetteville, Arkansas. Lexington Research And Capital Group, LLC manages $325.1 million in assets throughout 291 customer accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). The company has a small team of one employee who is a financial advisor. Lexington Research And Capital Group, LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are exchangable financial investments such as options, bonds and equities.

Lexington Research And Capital Group, LLC administers all of the firm's client assets in a discretionary manner. Discretionary management is a structure in which a portfolio manager has the discretion to make buy and sell choices without requiring client permission. The company's average account size is $1.1 million. The average advisor at Lexington Research And Capital Group, LLC administers about 291 client accounts.

Lexington Research And Capital Group, LLC's headquarters is at 211 N Block Ave Suite 106, Fayetteville, Arkansas 72703. It is permitted to serve investors throughout 5 states, including Arkansas, Florida, Kentucky, Tennessee and Texas.

Assets Under Management

$325.1 million

Number of Advisors

1

Disclosures

No

Office Location

211 N Block Ave Suite 106
Fayetteville, AR 72703

Lexington Research And Capital Group, LLC by the Numbers

Total Assets Under Management

$325.1 million

National Average: $3.7 billion
Total Number of Employees

1

National Average: 29
Total Number of Accounts

291

National Average: 2,073
Average Account Size

$1.1 million

National Average: $1.8 million

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Products and Services

Services offered by Lexington Research And Capital Group, LLC can include financial planning services and portfolio management for individuals and small businesses. In the last financial year, Lexington Research And Capital Group, LLC provided 251-500 of its clients with financial planning services. The firm is not engaged in selling products or offering services aside from investment advice to its investment advisory customers.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

A financial advisor's fees largely depend on which services the firm provides the client. Fee types charged by Lexington Research And Capital Group, LLC typically consist of the following fee structures: asset-based. The company does not provide a wrap fee program, in which the company offers a service bundle for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It works with retail investors. Out of its 291 clients, Lexington Research And Capital Group, LLC's largest client is retail investors. None of the company's accounts are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 100%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Lexington Research And Capital Group, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Lexington Research And Capital Group, LLC

Stewart Officer
Fayetteville, AR
Dennis Officer
Fayetteville, AR

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This content was compiled from the SEC and FINRA

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.