Mustard Seed Wealth Management

CRD#117737
Investment Advisor Firm

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Overview

Mustard Seed Wealth Management operates as a financial advisory firm based in Magnolia, Arkansas. Mustard Seed Wealth Management manages $330.9 million in assets under management throughout 1,388 accounts, making it a mid-tier firm in the United States by assets under management (AUM). The company has a small group, including 9 financial advisors. Mustard Seed Wealth Management is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as options, bonds and equities.

Mustard Seed Wealth Management administers more than half of the firm's client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager has the discretion to make buy and sell decisions for the client's account without requiring client approval. Mustard Seed Wealth Management also has 62 non-discretionary accounts with a total of $5.5 million in assets. Mustard Seed Wealth Management supervises an average of $238,417 in assets for every account. The typical financial advisor at Mustard Seed Wealth Management oversees about 154 client accounts.

The firm's central office is at 202 S. Pine, Magnolia, Arkansas 71753. Mustard Seed Wealth Management is legally registered to serve clients throughout a few states, including Arkansas, Louisiana, New Hampshire, Oklahoma and Texas.

Assets Under Management

$330.9 million

Number of Advisors

9

Disclosures

No

Office Location

202 S. Pine
Magnolia, AR 71753

Mustard Seed Wealth Management by the Numbers

Total Assets Under Management

$330.9 million

National Average: $9.0 billion
Total Number of Employees

10

National Average: 71,771
Total Number of Accounts

1,388

National Average: 4,329
Average Account Size

$238.4 thousand

National Average: $2.1 million

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Products and Services

Mustard Seed Wealth Management provides multiple services, including financial planning services, portfolio management for individuals and small businesses and educational seminars. In the past fiscal year, the company provided 101-250 of its clients with financial planning services. The company does not sell products or offer services other than investment advice to its investment advisory customers.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 47% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Find a firm that offers this service

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 7% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors typically depend on the financial services provided. However, fees charged by the company most likely include any blend of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Mustard Seed Wealth Management.

Available

  • Offered by 70% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 33% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Mustard Seed Wealth Management caters to retail investors, high net worth investors, pension plans and charitable organizations. Out of its 1,388 clients, Mustard Seed Wealth Management's largest client group is retail investors, but it also manages money for 96 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are non-U.S. persons.

  • High-Net-Worth Individuals* - 16.03%
  • Other Individuals - 78.46%
  • Corporations - 0.67%
  • Charitable Organizations - 4.84%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Mustard Seed Wealth Management does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Mustard Seed Wealth Management

Laurie Pinner
Hope, AR
Zachary Talley
Magnolia, AR
Whitney Peterson
Magnolia, AR
Bruce Butterfield
El Dorado, AR
Jonathan Baird
Magnolia, AR
Minna Green
Magnolia, AR
James Ashby
Magnolia, AR
Angela Glass
Magnolia, AR
Lannie Travis
West Helena, AR

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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

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