Stephens Investment Management Group, LLC
Answer a few questions and
get matched with an advisor.
Learn more about Stephens Investment Management Group, LLC
Overview
Stephens Investment Management Group, LLC operates as a financial advisory firm headquartered in Little Rock, Arkansas. The firm administers $5.7 billion in assets under management over 118 accounts, making it one of the biggest financial advisory firms in the country by assets under management (AUM). The firm has a small group, including 7 financial advisors. Stephens Investment Management Group, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments like stocks, bonds and options.
Stephens Investment Management Group, LLC oversees all of its client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor makes transaction judgments without requiring the client's approval. Stephens Investment Management Group, LLC administers roughly $48.0 million for every account. An average advisor at Stephens Investment Management Group, LLC oversees around 17 client accounts, making it one of the more personalized advisor firms in the country.
The company's central office is located at 111 Center Street, Little Rock, Arkansas 72201. It is permitted to provide services to customers across 29 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Stephens Investment Management Group, LLC by the Numbers
$5.7 billion
22
118
$48.0 million
Fee Structure
A financial advisor's fees largely vary depending on the financial services offered. However, fee types charged by the firm can consist of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm manages money for a broad range of clients. The company works with high net worth investors, investment companies, pooled investment vehicles, pension plans, state or municipal government entities, corporations and other. Out of its 118 clients, Stephens Investment Management Group, LLC's biggest client by number of accounts is high net worth investors, although it also serves 69 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 2% of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 58.47%
- Other Individuals - 0%
- Corporations - 41.53%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Stephens Investment Management Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.