Ag Asset Advisory, LLC
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Overview
Ag Asset Advisory, LLC is an advisory company that has its headquarters in Los Angeles, California. The company controls $312.9 million in total assets throughout 166 customer accounts, making it a mid-tier financial advisory firm in the United States by assets under management (AUM). It has a small group, including 2 financial advisors. Ag Asset Advisory, LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets like bonds, options and stocks.
Ag Asset Advisory, LLC oversees all of the firm's accounts on a discretionary basis. Discretionary management signifies that an investment advisor makes transaction decisions without requiring the customer's permission. The company's typical account size is $1.9 million. The average financial advisor at Ag Asset Advisory, LLC manages about 83 client accounts.
Ag Asset Advisory, LLC's central office is located at 10100 Santa Monica Boulevard, Los Angeles, California 90067. The company is legally permitted to provide services to investors throughout a few states, including California, New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ag Asset Advisory, LLC by the Numbers
$312.9 million
3
166
$1.9 million
Products and Services
Ag Asset Advisory, LLC offers a number of services, which can include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Notably, Ag Asset Advisory, LLC did not provide any of its clients with financial planning services in the previous fiscal year. It does not sell products or offer services aside from investment advisory services to its investment advisory accounts. It also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees largely are based on which service is offered. Fees billed by the company likely are comprised of any blend of the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Ag Asset Advisory, LLC.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Ag Asset Advisory, LLC provides services to retail investors, high net worth investors, pension plans and charitable organizations. Out of its 166 accounts, Ag Asset Advisory, LLC's biggest client group by number of accounts is high net worth investors, but it also serves 33 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 80.49%
- Other Individuals - 9.76%
- Corporations - 7.32%
- Charitable Organizations - 2.44%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ag Asset Advisory, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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