Alan Biller And Associates

CRD#105283
Investment Advisor Firm

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Learn more about Alan Biller And Associates

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Alan Biller And Associates operates as a financial advisor firm that has its headquarters in Menlo Park, California. The company oversees $70.3 billion in assets throughout 47 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management (AUM). It has an average-sized group, including 25 financial advisors. Alan Biller And Associates does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as bonds, options and equities.

    Alan Biller And Associates manages all of the firm's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make transaction choices without requiring client consent. The investment advisory firm's average account size is $1.5 billion. The average advisor at Alan Biller And Associates administers around two client accounts, making it one of the most personalized firms in the country.

    Alan Biller And Associates's main office is located at 535 Middlefield Rd., Menlo Park, California 94025. It is permitted to serve customers across 2 states, including California and Washington.

    Assets Under Management

    $70.3 billion

    Number of Advisors

    25

    Disclosures

    No

    Office Location

    535 Middlefield Rd.
    Menlo Park, CA 94025

    Alan Biller And Associates by the Numbers

    Total Assets Under Management

    $70.3 billion

    National Average: $8.6 billion
    Total Number of Employees

    45

    National Average: 64
    Total Number of Accounts

    47

    National Average: 375,227
    Average Account Size

    $1.5 billion

    National Average: $23.0 thousand
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    Products and Services

    Services that Alan Biller And Associates offers include pension consulting services and selection of other advisers. The firm is not involved in selling products or offering services other than investment advice to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice usually depend on which service is offered. However, fee types billed by the firm may include the following fee types: asset-based, hourly, fixed or other. The company does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It provides services to pension plans, charitable organizations and other. Out of its 47 customers, Alan Biller And Associates's largest client type by number of accounts is pension plans. None of its customers are non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 97.87%
    • Charitable Organizations - 2.13%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Alan Biller And Associates does not have any disclosures.

    Please visit its Form ADV for more details.

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