Allstate Financial Advisors, LLC

CRD#109524
Investment Advisor Firm

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Learn more about Allstate Financial Advisors, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Allstate Financial Advisors, LLC operates as a financial advisory company that has its headquarters in Lincoln, Nebraska. It oversees $28.5 million in total assets over 139 client accounts. The company has a large group, including 0 financial advisor. Allstate Financial Advisors, LLC does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets like bonds, options and stocks.

    Allstate Financial Advisors, LLC manages zero of the firm's accounts in a discretionary manner. Discretionary management signifies that transaction decisions are made by a portfolio manager without needing to seek the client's authorization. Allstate Financial Advisors, LLC also has 139 non-discretionary accounts totaling $28.5 million in assets. The investment advisory firm supervises an average of $205,173 for each client account.

    The company's headquarters is at 2920 So 84Th Street, Lincoln, Nebraska 68506. Allstate Financial Advisors, LLC is legally registered to provide services to customers throughout 49 U.S. states and territories.

    Assets Under Management

    $28.5 million

    Disclosures

    No

    Office Location

    2920 So 84Th Street
    Lincoln, NE 68506

    Allstate Financial Advisors, LLC by the Numbers

    Total Assets Under Management

    $28.5 million

    National Average: $8.6 billion
    Total Number of Employees

    335

    National Average: 64
    Total Number of Accounts

    139

    National Average: 375,227
    Average Account Size

    $205.2 thousand

    National Average: $23.0 thousand
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    Products and Services

    Financial services that Allstate Financial Advisors, LLC provides include selection of other advisers. However, the company did not provide any of its customers with financial planning services in the prior financial year. It is not involved in selling products or offering services aside from investment advice to its investment advisory clients. The firm is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management typically are based on the type of services offered. Fees charged by the company typically consist of non-traditional fee structures. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Allstate Financial Advisors, LLC.

    Available

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    It works with retail investors. Out of its 139 accounts, Allstate Financial Advisors, LLC's largest client is retail investors. None of the firm's clients reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 100%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Allstate Financial Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Allstate Financial Advisors, LLC

    Tracey Hurst
    St Johns, FL
    Dana Wheeler
    Mims, FL
    Thomas Caffrey
    Hilton Head Island, SC
    Benjamin Alcid
    Rockville, MD
    Trish Le
    San Francisco, CA
    Shannon Smith
    Lincoln, NE
    Annie Cronin
    Daly City, CA
    Lester Norwood
    Newport News, VA
    Rodolfo Delasierra
    Garland, TX

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