Alpha Analytics Investment Group LLC

CRD#109844
Investment Advisor Firm

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Overview

Alpha Analytics Investment Group LLC is a financial advisory firm that has its headquarters in Los Angeles, California. The firm administers $185.3 million in total assets throughout 147 client accounts, placing it in the mid-tier of investment advisory firms in the United States by assets under management (AUM). It has a small group, including 2 financial advisors. Alpha Analytics Investment Group LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are tradable fiscal investments like equities, options and bonds.

Alpha Analytics Investment Group LLC administers some of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions for the client's account are made by a portfolio manager without needing client permission. It also oversees 94 non-discretionary accounts totaling $138.3 million in assets under management. The advisory firm administers about $1.3 million for every account. The average financial advisor at Alpha Analytics Investment Group LLC administers around 74 client accounts, placing it towards the middle in terms of personalization.

The company's central office is located at 1901 Avenue Of The Stars, Suite 1100, Los Angeles, California 90067. The firm is legally allowed to provide services to clients in the state of California.

Assets Under Management

$185.3 million

Number of Advisors

2

Disclosures

No

Office Location

1901 Avenue Of The Stars, Suite 1100
Los Angeles, CA 90067

Alpha Analytics Investment Group LLC by the Numbers

Total Assets Under Management

$185.3 million

National Average: $8.6 billion
Total Number of Employees

2

National Average: 64
Total Number of Accounts

147

National Average: 375,227
Average Account Size

$1.3 million

National Average: $23.0 thousand
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Fee Structure

Financial management fees depend on which services the firm provides the client. Fees billed by the company likely are comprised of any combination of the following fee types: asset-based, hourly or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

Alpha Analytics Investment Group LLC provides services to retail investors and high net worth investors. Out of its 147 clients, Alpha Analytics Investment Group LLC's largest client type is high net worth investors, although it also serves 31 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.

  • High-Net-Worth Individuals* - 57.41%
  • Other Individuals - 42.59%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Alpha Analytics Investment Group LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Alpha Analytics Investment Group LLC

Robert Gipson
Los Angeles, CA
John Mcnally
Los Angeles, CA

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