Alpha Analytics Investment Group LLC
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Overview
Alpha Analytics Investment Group LLC is a financial advisory firm that has its headquarters in Los Angeles, California. The firm administers $185.3 million in total assets throughout 147 client accounts, placing it in the mid-tier of investment advisory firms in the United States by assets under management (AUM). It has a small group, including 2 financial advisors. Alpha Analytics Investment Group LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are tradable fiscal investments like equities, options and bonds.
Alpha Analytics Investment Group LLC administers some of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions for the client's account are made by a portfolio manager without needing client permission. It also oversees 94 non-discretionary accounts totaling $138.3 million in assets under management. The advisory firm administers about $1.3 million for every account. The average financial advisor at Alpha Analytics Investment Group LLC administers around 74 client accounts, placing it towards the middle in terms of personalization.
The company's central office is located at 1901 Avenue Of The Stars, Suite 1100, Los Angeles, California 90067. The firm is legally allowed to provide services to clients in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Alpha Analytics Investment Group LLC by the Numbers
$185.3 million
2
147
$1.3 million
Fee Structure
Financial management fees depend on which services the firm provides the client. Fees billed by the company likely are comprised of any combination of the following fee types: asset-based, hourly or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
Alpha Analytics Investment Group LLC provides services to retail investors and high net worth investors. Out of its 147 clients, Alpha Analytics Investment Group LLC's largest client type is high net worth investors, although it also serves 31 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 57.41%
- Other Individuals - 42.59%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Alpha Analytics Investment Group LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Alpha Analytics Investment Group LLC
Los Angeles, CA
Los Angeles, CA
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