Alpha Solutions Investment Advisors

CRD#156541
Investment Advisor Firm

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Learn more about Alpha Solutions Investment Advisors

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Alpha Solutions Investment Advisors operates as an advisory company headquartered in South San Francisco, California. The company controls $110.2 million in assets under management throughout 342 accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). The firm has a small group, including 3 financial advisors. Alpha Solutions Investment Advisors does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are exchangable financial investments like equities, options and bonds.

    Alpha Solutions Investment Advisors oversees all of the company's client assets on a discretionary basis. Discretionary management means that buy and sell decisions are made by an investment advisor without needing client approval. The company supervises about $322,346 in assets for every account. The typical financial advisor at Alpha Solutions Investment Advisors oversees around 114 client accounts.

    The company's main office is at 400 Oyster Point Blvd., South San Francisco, California 94080. Alpha Solutions Investment Advisors is legally permitted to serve investors throughout a number of states, including California, New Jersey, New York, Ohio and Pennsylvania.

    Assets Under Management

    $110.2 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    400 Oyster Point Blvd.
    South San Francisco, CA 94080

    Alpha Solutions Investment Advisors by the Numbers

    Total Assets Under Management

    $110.2 million

    National Average: $8.6 billion
    Total Number of Employees

    4

    National Average: 64
    Total Number of Accounts

    342

    National Average: 375,227
    Average Account Size

    $322.3 thousand

    National Average: $23.0 thousand
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    Products and Services

    Alpha Solutions Investment Advisors offers multiple financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. Notably, it did not provide financial planning services to any of its accounts in the prior fiscal year. The company does not sell products or offer services aside from investment advisory services to its investment advisory customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    A financial advisor's fees largely vary depending on the type of services offered. However, fees charged by the company typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Alpha Solutions Investment Advisors.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Alpha Solutions Investment Advisors caters to retail investors, high net worth investors and corporations. Out of its 342 clients, Alpha Solutions Investment Advisors's biggest client type is high net worth investors, although it also caters to 139 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's accounts are non-U.S. persons.

    • High-Net-Worth Individuals* - 62.05%
    • Other Individuals - 33.48%
    • Corporations - 4.46%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Alpha Solutions Investment Advisors does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Alpha Solutions Investment Advisors

    Robert Moses
    South San Francisco, CA
    Anthony Sam
    South San Francisco, CA

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