Alphacore Capital LLC

CRD#174346
Investment Advisor Firm

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Learn more about Alphacore Capital LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Alphacore Capital LLC is a financial advisor firm located in La Jolla, California. The firm controls $1.5 billion in assets over 2,477 client accounts, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 17 financial advisors. Alphacore Capital LLC is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as bonds, options and equities.

    Alphacore Capital LLC oversees 2,016 of the firm's client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell choices without needing client permission. It also manages 461 non-discretionary accounts with a total of $373.0 million in assets under management. The investment advisory firm oversees about $604,574 for every client account. The average financial advisor at Alphacore Capital LLC oversees about 146 client accounts.

    The firm's central office is located at 875 Prospect Street, La Jolla, California 92037. The company is legally permitted to provide services to customers throughout 36 U.S. states and territories.

    Assets Under Management

    $1.5 billion

    Number of Advisors

    17

    Disclosures

    No

    Office Location

    875 Prospect Street
    La Jolla, CA 92037

    Alphacore Capital LLC by the Numbers

    Total Assets Under Management

    $1.5 billion

    National Average: $8.6 billion
    Total Number of Employees

    24

    National Average: 64
    Total Number of Accounts

    2,477

    National Average: 375,227
    Average Account Size

    $604.6 thousand

    National Average: $23.0 thousand
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    Products and Services

    Alphacore Capital LLC provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. In the prior fiscal year, it provided financial planning services to 101-250 of its customers. The firm does not sell products or offer services aside from investment advisory services to its investment advisory accounts. Alphacore Capital LLC is also affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees largely vary depending on which services the firm provides the client. Fees billed by Alphacore Capital LLC may include some blend of the following fee types: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    Alphacore Capital LLC works with a broad range of customers. Alphacore Capital LLC caters to retail investors, high net worth investors, banking institutions, pension plans, charitable organizations and corporations. Out of its 2,477 customers, Alphacore Capital LLC's largest client is high net worth investors, though it also manages money for 700 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 4% of the firm's customers reside abroad.

    • High-Net-Worth Individuals* - 70.35%
    • Other Individuals - 28.04%
    • Corporations - 1.41%
    • Charitable Organizations - 0.2%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Alphacore Capital LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Alphacore Capital LLC

    Victor Calise
    La Jolla, CA
    Vincent Zupo
    La Jolla, CA
    Ethan Schmidt
    La Jolla, CA
    Kristina Cagle
    Loomis, CA
    Eric Gerster
    Riverside, CT
    Kirk Strawn
    La Jolla, CA
    Troy Owens
    La Jolla, CA
    Chris Maudlin
    La Jolla, CA
    Carl Adams
    La Jolla, CA

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