Arroyo Investment Group, LLC
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Overview
Arroyo Investment Group, LLC is a financial advisory firm headquartered in Pasadena, California. The company administers $219.6 million in assets under management throughout 874 accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The company has a small group, including 2 financial advisors. Arroyo Investment Group, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are tradable financial investments like options, bonds and stocks.
Arroyo Investment Group, LLC manages 858 of the firm's accounts in a discretionary manner. Discretionary management is a structure in which transaction choices for the client's account are made by a portfolio manager without needing to seek the client's authorization. Arroyo Investment Group, LLC also manages 16 non-discretionary accounts totaling $3.2 million in AUM. The advisory firm oversees an average of $251,227 in assets for each customer account. The typical advisor at Arroyo Investment Group, LLC administers around 437 client accounts.
The company's main office is located at 15 S. Raymond Avenue, Pasadena, California 91105. The firm is legally permitted to provide services to investors in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Arroyo Investment Group, LLC by the Numbers
$219.6 million
8
874
$251.2 thousand
Fee Structure
Financial advisory fees largely are based on which services the firm provides the client. Fees charged by the company typically consist of the following fee structure: asset-based. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to retail investors, high net worth investors and charitable organizations. Out of its 874 customers, Arroyo Investment Group, LLC's biggest client type is retail investors, but it also manages money for 68 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 21.79%
- Other Individuals - 77.56%
- Corporations - 0%
- Charitable Organizations - 0.64%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Arroyo Investment Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Arroyo Investment Group, LLC
Pasadena, CA
Pasadena, CA
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