Ascendant Capital Management, LLC
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Overview
Ascendant Capital Management, LLC operates as a financial advisory company located in Los Angeles, California. The firm has $123.0 million in total assets over two customer accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The company has a small group, including 4 financial advisors. Ascendant Capital Management, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial assets like bonds, options and equities.
Ascendant Capital Management, LLC manages all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell choices for the client's account are made by an investment advisor without requiring client authorization. The advisory firm's average account size is $61.5 million. An average financial advisor at Ascendant Capital Management, LLC manages fewer than one client account, making it one of the most individualized financial advisor firms in the country.
The company's central office is located at 10866 Wilshire Blvd., Los Angeles, California 90024. Ascendant Capital Management, LLC is legally allowed to provide services to customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ascendant Capital Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$123.0 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
7
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
2
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$61.5 million
Fee Structure
Financial management fees usually are based on which services the firm provides the client. Fees billed by the company typically consist of the following fee structure: asset-based. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to investment companies. Out of its two customers, Ascendant Capital Management, LLC's biggest client by number of accounts is investment companies. None of the company's customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ascendant Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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