Ats Wealth Management
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Overview
Ats Wealth Management operates as an advisory company that has its headquarters in San Diego, California. The firm handles $193.2 million in assets throughout 769 customer accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). The firm has a small group, including 3 financial advisors. Ats Wealth Management does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like options, equities and bonds.
Ats Wealth Management oversees all of its accounts on a discretionary basis. Discretionary management signifies that an investment advisor has the discretion to make transaction choices for the client's account without needing to seek client consent. The company's average account size is $251,188. The average advisor at Ats Wealth Management administers about 256 client accounts.
The firm's main office is located at 5435 Oberlin Dr., San Diego, California 92121. Ats Wealth Management is legally permitted to provide services to investors across 3 states, including California, Louisiana and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ats Wealth Management by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$193.2 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
10
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
769
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$251.2 thousand
Products and Services
Ats Wealth Management offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses, publication of newsletters and educational seminars. In the past fiscal year, the firm provided financial planning services to 1-10 of its clients. The firm does not sell products or offer services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually are based on the type of financial services offered. Fees billed by the company most likely include the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with retail investors, high net worth investors, charitable organizations and corporations. Out of its 769 clients, Ats Wealth Management's biggest client is retail investors, but it also caters to 132 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 40%
- Other Individuals - 58.48%
- Corporations - 0.61%
- Charitable Organizations - 0.91%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ats Wealth Management does not have any disclosures.
Please visit its Form ADV for more details.
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