Auspicious Financial Planning, LLC
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Learn more about Auspicious Financial Planning, LLC
Auspicious Financial Planning, LLC is a financial advisory firm located in San Ramon, California. The company has $241.0 million in total assets throughout 600 client accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). The company has a small team, including 1 financial advisors. Auspicious Financial Planning, LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial investments like stocks, bonds and options.
Auspicious Financial Planning, LLC oversees all of its client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager has the discretion to make transaction judgments without requiring the customer's approval. The investment advisory firm administers an average of $401,667 for every account. The typical financial advisor at Auspicious Financial Planning, LLC oversees about 600 client accounts.
The company's headquarters is located at 2603 Camino Ramon, San Ramon, California 94583. The company is legally registered to serve customers throughout a number of states, including California, Florida, Georgia, New York, Pennsylvania, Texas and Washington.
Assets Under Management
Number of Advisors
Auspicious Financial Planning, LLC by the Numbers
Fees for financial management typically vary depending on the type of services provided. Fee types charged by the firm typically consist of the following fee structures: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the company.
Offered by 70% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Find one of the 21% of firms that offer this fee type
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 26% of firms that offer this fee type
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 33% of firms that offer this fee type
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
Auspicious Financial Planning, LLC provides services to retail investors and high net worth investors. Out of its 600 clients, Auspicious Financial Planning, LLC's biggest client group is retail investors, but it also serves 80 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of its accounts reside abroad.
- High-Net-Worth Individuals* - 13.33%
- Other Individuals - 86.67%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Auspicious Financial Planning, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Auspicious Financial Planning, LLC
San Ramon, CA
San Ramon, CA
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