Avanath Capital Management, LLC

CRD#172704
Investment Advisor Firm

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Learn more about Avanath Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Avanath Capital Management, LLC operates as an advisory company that has its headquarters in Irvine, California. The company manages $3.6 billion in assets over 11 accounts, making it one of the biggest investment advisory firms in the country by assets under management (AUM). Avanath Capital Management, LLC has a large team, including 38 financial advisors. Avanath Capital Management, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like equities, bonds and options.

    Avanath Capital Management, LLC administers all of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions are made by an investment advisor without needing to seek client approval. The advisory firm's typical account size is $330.7 million. The average financial advisor at Avanath Capital Management, LLC administers fewer than one client account, placing it among the most individualized firms in the country.

    The firm's headquarters is located at 1920 Main Street, Irvine, California 92614. Avanath Capital Management, LLC is allowed to provide services to investors throughout 2 states, including California and Virginia.

    Assets Under Management

    $3.6 billion

    Number of Advisors

    38

    Disclosures

    No

    Office Location

    1920 Main Street
    Irvine, CA 92614

    Avanath Capital Management, LLC by the Numbers

    Total Assets Under Management

    $3.6 billion

    National Average: $8.6 billion
    Total Number of Employees

    116

    National Average: 64
    Total Number of Accounts

    11

    National Average: 375,227
    Average Account Size

    $330.7 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees largely vary depending on which service is provided. Fees billed by Avanath Capital Management, LLC most likely consist of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    Avanath Capital Management, LLC provides services to pooled investment vehicles. Out of its 11 clients, Avanath Capital Management, LLC's largest client group is pooled investment vehicles. About 27% of the firm's customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Avanath Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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