Berkeley Partners Management, LLC
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Overview
Berkeley Partners Management, LLC operates as a financial advisory firm headquartered in Oakland, California. Berkeley Partners Management, LLC administers $2.2 billion in total assets across four accounts, placing it among the biggest firms in the United States by assets under management (AUM). Berkeley Partners Management, LLC has an average-sized group, including 14 financial advisors. Berkeley Partners Management, LLC does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as options, equities and bonds.
Berkeley Partners Management, LLC administers some of the firm's client assets in a discretionary manner. Discretionary management is a structure in which transaction judgments are made by a portfolio manager without requiring client authorization. It also oversees two non-discretionary accounts totaling $1.4 billion in assets under management. The investment advisory firm's average account size is $542.8 million. The average advisor at Berkeley Partners Management, LLC manages fewer than one client account, making it one of the most personalized advisor firms in the country.
The firm's central office is at 1111 Broadway, Oakland, California 94607. The firm is legally registered to provide services to customers throughout a number of states, including California, Massachusetts and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Berkeley Partners Management, LLC by the Numbers
$2.2 billion
60
4
$542.8 million
Fee Structure
Financial management fees usually vary depending on which services the firm provides the client. However, fees billed by the firm likely include the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to pooled investment vehicles. Out of its four customers, Berkeley Partners Management, LLC's largest client by number of accounts is pooled investment vehicles. None of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Berkeley Partners Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Berkeley Partners Management, LLC
Oakland, CA
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