Blue Zone Wealth Advisors, LLC

CRD#305943
Investment Advisor Firm

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Overview

Blue Zone Wealth Advisors, LLC operates as a financial advisory firm that has its headquarters in Los Angeles, California. The firm oversees $228.8 million in assets throughout 193 client accounts, making it a mid-tier firm in the United States by assets under management (AUM). Blue Zone Wealth Advisors, LLC has a small group of four employees, three of whom are financial advisors. Blue Zone Wealth Advisors, LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as bonds, options and equities.

Blue Zone Wealth Advisors, LLC administers all of the company's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell judgments for the client's account without requiring client approval. The advisory firm manages an average of $1.2 million in assets for each account. An average advisor at Blue Zone Wealth Advisors, LLC administers around 64 client accounts, placing it towards the middle in terms of personalization.

The company's main office is located at 11812 San Vicente Blvd., Los Angeles, California 90049. Blue Zone Wealth Advisors, LLC is permitted to provide services to clients throughout a few states, including California and Texas.

Assets Under Management

$228.8 million

Number of Advisors

3

Disclosures

No

Office Location

11812 San Vicente Blvd.
Los Angeles, CA 90049

Blue Zone Wealth Advisors, LLC by the Numbers

Total Assets Under Management

$228.8 million

National Average: $3.7 billion
Total Number of Employees

4

National Average: 29
Total Number of Accounts

193

National Average: 2,073
Average Account Size

$1.2 million

National Average: $1.8 million

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Products and Services

Blue Zone Wealth Advisors, LLC offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. However, the company did not provide financial planning services to any of its accounts in the prior financial year. The company is not involved in selling products or offering services apart from investment advice to its investment advisory accounts.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors typically vary depending on the services offered. However, fee types charged by Blue Zone Wealth Advisors, LLC likely include the following fee structures: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company works with retail investors, high net worth investors and pension plans. Out of its 193 clients, Blue Zone Wealth Advisors, LLC's largest client is high net worth investors, although it also serves 45 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 68.18%
  • Other Individuals - 28.79%
  • Corporations - 3.03%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Blue Zone Wealth Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA