Bofa Securities, Inc
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Overview
Bofa Securities, Inc operates as a financial advisor company headquartered in New York, New York. It has a large team, including 348 financial advisors. Bofa Securities, Inc is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are tradable financial investments such as stocks, bonds and options.
The firm's headquarters is located at One Bryant Park, New York, New York 10036. Bofa Securities, Inc is legally permitted to provide services to clients across a few states, including California and District of Columbia.
Editorial note: Under some conditions, firms can register as exempt reporting advisors with the SEC, meaning they file a shorter version of the Form ADV. As a result, this is all of the publicly available information for Bofa Securities, Inc. Please visit the SEC website for more information at https://www.sec.gov
Number of Advisors
Disclosures
Office Location
Bofa Securities, Inc by the Numbers
348
Products and Services
Services that Bofa Securities, Inc offers can include publication of newsletters and other services. Notably, it did not provide financial planning services to any of its customers in the last fiscal year. The firm does sell products or offer services apart from investment advice to its clients. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice are based on the services offered. However, fees charged by the firm typically consist of non-traditional fee structures. Bofa Securities, Inc does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Disclosures
Bofa Securities, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Bofa Securities, Inc
New York, NY
Bakersfield, CA
New York, NY
San Francisco, CA
Newport Beach, CA
Boston, MA
Los Angeles, CA
San Francisco, CA
New York, NY
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