Caltius Capital Management, Lp

CRD#157007
Investment Advisor Firm

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Learn more about Caltius Capital Management, Lp

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Caltius Capital Management, Lp is a financial advisory company located in Los Angeles, California. The firm has $964.6 million in total assets across 16 customer accounts, placing it among the bigger firms in the country by assets under management (AUM). Caltius Capital Management, Lp has a small group, including 16 financial advisors. Caltius Capital Management, Lp does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial investments like bonds, options and equities.

    Caltius Capital Management, Lp oversees all of its client assets in a discretionary manner. Discretionary management means that transaction decisions for the client's account are made by a portfolio manager without needing the client's authorization. Caltius Capital Management, Lp's average account size is $60.3 million. The typical financial advisor at Caltius Capital Management, Lp oversees about one client account, placing it among the most personalized financial advisor firms in the country.

    The company's headquarters is at 11766 Wilshire Blvd, Los Angeles, California 90025-6567. Caltius Capital Management, Lp is allowed to serve investors in the state of California.

    Assets Under Management

    $964.6 million

    Number of Advisors

    16

    Disclosures

    No

    Office Location

    11766 Wilshire Blvd
    Los Angeles, CA 90025-6567

    Caltius Capital Management, Lp by the Numbers

    Total Assets Under Management

    $964.6 million

    National Average: $8.6 billion
    Total Number of Employees

    20

    National Average: 64
    Total Number of Accounts

    16

    National Average: 375,227
    Average Account Size

    $60.3 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services typically are based on the type of services offered. Fee types billed by the company can include the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company provides services to pooled investment vehicles. Out of its 16 clients, Caltius Capital Management, Lp's largest client is pooled investment vehicles. None of the company's clients are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Caltius Capital Management, Lp does not have any disclosures.

    Please visit its Form ADV for more details.

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