Capacuity LLC

CRD#297679
Investment Advisor Firm

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Learn more about Capacuity LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Capacuity LLC is located at 300 International Parkway, Lake Mary, FL. The firm employs 14 financial advisors to manage client portfolios and provide financial guidance. Capacuity LLC is not a registered broker-dealer.

    Capacuity LLC oversees $7.1 billion in assets under management across 140 accounts, of which 41 are discretionary and 99 are non-discretionary. The services offered include portfolio management for institutional clients, pension consulting services, and selection of other advisers. The firm caters to pooled investment vehicles, corporations, and other types of investors, with corporations being the largest client type by accounts. The fee structure at Capacuity LLC includes asset-based, fixed, and other fees. The firm maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency.

    Capacuity LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin.

    Assets Under Management

    $7.1 billion

    Number of Advisors

    14

    Disclosures

    No

    Office Location

    300 International Parkway
    Lake Mary, FL 32746

    Capacuity LLC by the Numbers

    Total Assets Under Management

    $7.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    33

    National Average: 64
    Total Number of Accounts

    140

    National Average: 375,227
    Average Account Size

    $50.8 million

    National Average: $23.0 thousand
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    Products and Services

    Capacuity LLC offers a number of financial services, which can consist of portfolio management for institutional clients, pension consulting services, and selection of other advisers. Notably, Capacuity LLC did not provide any of its customers with financial planning services in the prior financial year. The Company is not involved in selling products or offering services other than investment advice to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management usually depend on which services are provided. Fees billed by Capacuity LLC most likely consist of any blend of the following fee structures: asset-based, fixed, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It caters to pooled investment vehicles, corporations, and other. Out of its 3 clients, Capacuity LLC's biggest client type by number of accounts is corporations.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Capacuity LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Capacuity LLC

    Thomas Cook
    Lake Mary, FL
    Kerry St George
    Lake Mary, FL
    Scott Seibel
    Lake Mary, FL
    Michael Porter
    Lake Mary, FL
    David Baum
    Frisco, TX
    David Stecher
    Coronado, CA
    Kenneth Seybel
    Lake Mary, FL
    David Marshall
    Lake Mary, FL
    Bert Ward
    Lake Mary, FL

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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