Capital Group Private Client Services, Inc

CRD#312837
Investment Advisor Firm

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Learn more about Capital Group Private Client Services, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Capital Group Private Client Services, Inc is located at 333 South Hope Street, Los Angeles, CA. The firm employs 65 financial advisors to manage client portfolios and provide financial guidance. Capital Group Private Client Services, Inc is not a registered broker-dealer.

    Capital Group Private Client Services, Inc oversees $34.0 billion in assets under management across 10,998 accounts, of which 5,025 are discretionary and 5,973 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The firm caters to high net worth investors, pooled investment vehicles, pension plans, charitable organizations, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at Capital Group Private Client Services, Inc is asset-based. The firm has 6,569 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, and commodity pool advisor.

    Capital Group Private Client Services, Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

    Assets Under Management

    $34.0 billion

    Number of Advisors

    65

    Disclosures

    No

    Office Location

    333 South Hope Street
    Los Angeles, CA 90071

    Capital Group Private Client Services, Inc by the Numbers

    Total Assets Under Management

    $34.0 billion

    National Average: $8.6 billion
    Total Number of Employees

    176

    National Average: 64
    Total Number of Accounts

    10,998

    National Average: 375,227
    Average Account Size

    $3.1 million

    National Average: $23.0 thousand
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    Products and Services

    Capital Group Private Client Services, Inc offers multiple services, which can include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. Notably, Capital Group Private Client Services, Inc did not provide any of its clients with financial planning services in the last financial year. The Firm is not engaged in selling products or offering services apart from investment advice to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees largely vary depending on the type of services provided. Fees billed by Capital Group Private Client Services, Inc typically consist of the following fee type: asset-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm does business with a broad range of customers. The company caters to high net worth investors, pooled investment vehicles, pension plans, charitable organizations, and corporations. Out of its 5 clients, Capital Group Private Client Services, Inc's biggest client group by number of accounts is high net worth investors, although it also caters to 6569 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 88%
    • Other Individuals - 0%
    • Corporations - 4.5%
    • Charitable Organizations - 7.5%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Capital Group Private Client Services, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Capital Group Private Client Services, Inc

    Edward Gonzalez
    Los Angeles, CA
    Zornitsa Santiago
    Los Angeles, CA
    Amy Foo
    Los Angeles, CA
    Sarah Rodriguez
    San Francisco, CA
    Jennifer Cook
    Los Angeles, CA
    Andrew Micallef
    Los Angeles, CA
    Justin Brennan
    Los Angeles, CA
    Jason Lersch
    Los Angeles, CA
    Aniekan Archibong
    Los Angeles, CA

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