Capital Research & Consulting LLC

CRD#109868
Investment Advisor Firm

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Learn more about Capital Research & Consulting LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Capital Research & Consulting LLC is located at 15 S. Raymond Avenue, Pasadena, CA. The firm employs 2 financial advisors to manage client portfolios and provide financial guidance. Capital Research & Consulting LLC is not a registered broker-dealer.

    Capital Research & Consulting LLC oversees $6.3 billion in assets under management across 64 accounts, of which 16 are discretionary and 48 are non-discretionary. The services offered include portfolio management for institutional clients and pension consulting services. The firm caters to pension plans and state or municipal government entities, with pension plans being the largest client type by accounts. The fee structure at Capital Research & Consulting LLC includes fixed and other fees. The firm maintains affiliations with a broker-dealer or securities dealer.

    Capital Research & Consulting LLC is registered in the states of Arizona, California, North Carolina, and Ohio.

    Assets Under Management

    $6.3 billion

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    15 S. Raymond Avenue
    Pasadena, CA 91105

    Capital Research & Consulting LLC by the Numbers

    Total Assets Under Management

    $6.3 billion

    National Average: $8.6 billion
    Total Number of Employees

    8

    National Average: 64
    Total Number of Accounts

    64

    National Average: 375,227
    Average Account Size

    $99.0 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees usually are based on the financial services provided. Fees billed by Capital Research & Consulting LLC can include any blend of the following fee types: fixed or other.

    Available

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It caters to pension plans and state or municipal government entities. Out of its 2 clients, Capital Research & Consulting LLC's biggest client type by number of accounts is pension plans.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Capital Research & Consulting LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

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    Financial Advisors at Capital Research & Consulting LLC

    Gabrielle Stapleton
    Pasadena, CA
    Daniel Watson
    Pasadena, CA
    Steven Gissiner
    Pasadena, CA
    Michael Haney
    Pasadena, CA
    Terrance Dunn
    Pasadena, CA
    Dylan Mosby
    Cincinnati, OH
    John Odell
    Pasadena, CA

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