Cetera Investment Management LLC
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Overview
Cetera Investment Management LLC operates as an advisory firm located in El Segundo, California. It has a small team, including 7 financial advisors. Cetera Investment Management LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal assets like bonds, equities and options.
Cetera Investment Management LLC's main office is at 2301 Rosecrans Avenue, El Segundo, California 90245. Cetera Investment Management LLC is allowed to provide services to clients across a few states, including California and Minnesota.
Editorial note: In some instances, firms can file as exempt reporting advisors with the SEC, meaning they file a shorter version of the Form ADV. As a result, this is all of the publicly available information for Cetera Investment Management LLC. Please visit the SEC website for more information at https://www.sec.gov
Number of Advisors
Disclosures
Office Location
Cetera Investment Management LLC by the Numbers
23
Fee Structure
Financial management fees typically are based on which service is provided. Fees charged by the company typically consist of non-traditional fee structures. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 10% of firms
Other
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Disclosures
Cetera Investment Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Cetera Investment Management LLC
El Segundo, CA
Saint Cloud, MN
San Diego, CA
San Diego, CA
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