C.M. Capital Advisors, LLC
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Overview
C.M. Capital Advisors, LLC operates as an advisory firm that has its headquarters in Palo Alto, California. The company manages $2.1 billion in assets over two customer accounts, placing it among the largest investment advisory firms in the nation by assets under management (AUM). The company has a small team, including 16 financial advisors. C.M. Capital Advisors, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets such as options, bonds and stocks.
C.M. Capital Advisors, LLC manages one of the firm's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions for the client's account are made by a portfolio manager without needing client permission. The company also oversees one non-discretionary accounts totaling $1.7 billion in AUM. C.M. Capital Advisors, LLC's average account size is $1.1 billion. The typical advisor at C.M. Capital Advisors, LLC manages fewer than one client account, placing it among the most personalized financial advisor firms in the country.
The firm's central office is located at 525 University Avenue, Palo Alto, California 94301. The company is registered to serve customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
C.M. Capital Advisors, LLC by the Numbers
$2.1 billion
22
2
$1.1 billion
Products and Services
Financial services that C.M. Capital Advisors, LLC provides can include portfolio management for pooled investment vehicles and selection of other advisers. It does not sell products or offer services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically vary depending on which services the firm provides the client. Fees charged by the firm may include some combination of the following fee structures: asset-based or performance-based. The firm does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to pooled investment vehicles. Out of its two accounts, C.M. Capital Advisors, LLC's largest client group by number of accounts is pooled investment vehicles. Around 50% of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
C.M. Capital Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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