Comprehensive Financial Management LLC
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Overview
Comprehensive Financial Management LLC is a financial advisory firm based at 720 University Avenue, Los Gatos, California, 95032-7606. The firm is registered in California and does not hold a broker dealer registration.
The firm oversees $16.6 billion in assets under management (AUM), placing it in the large-sized firm category in terms of AUM. These assets are distributed across 29 client accounts, all of which are managed on a discretionary basis. This indicates that the firm's portfolio managers have the authority to execute investment transactions on behalf of their clients without requiring prior approval.
Comprehensive Financial Management LLC employs 13 financial advisors. In the previous fiscal year, the firm provided financial planning services to a number of clients ranging from 26 to 50.
The firm provides various services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and the selection of other advisers.
Comprehensive Financial Management LLC utilizes different types of fee structures, including hourly and performance-based fees. However, it does not participate in a wrap fee program.
The firm caters to different types of investors, including high net worth investors, charitable organizations, and others. Its largest client type by accounts is high net worth investors, with the firm serving 45 high net worth clients.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Comprehensive Financial Management LLC by the Numbers
$16.6 billion
34
29
$571.4 million
Products and Services
Comprehensive Financial Management LLC provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. In the prior fiscal year, it provided financial planning services to 26-50 of its customers. It is engaged in selling products or offering services other than investment advisory services to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services usually vary depending on the financial services offered. Fee types billed by Comprehensive Financial Management LLC most likely include the following fee structures: hourly or performance-based. Comprehensive Financial Management LLC does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 21% of firms
Hourly
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 69% of firms that offer this fee type
Percentage of Assets
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Comprehensive Financial Management LLC caters to high net worth investors, charitable organizations and other. Out of its 29 clients, Comprehensive Financial Management LLC's largest client group is high net worth investors, but it also manages money for 13 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 44.83%
- Other Individuals - 0%
- Corporations - 13.79%
- Charitable Organizations - 41.38%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Comprehensive Financial Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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