Cooper Mcmanus

CRD#111458
Investment Advisor Firm

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Learn more about Cooper Mcmanus

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Cooper Mcmanus operates as a financial advisor company that has its headquarters in Irvine, California. Cooper Mcmanus manages $1.3 billion in assets over 4,523 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management (AUM). The firm has an average-sized team, including 36 financial advisors. Cooper Mcmanus is not a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are tradable financial investments such as stocks, bonds and options.

    Cooper Mcmanus administers all of the company's accounts in a discretionary manner. Discretionary management means that transaction judgments for the client's account are made by a portfolio manager without requiring client approval. The firm's average account size is $286,713. The average financial advisor at Cooper Mcmanus oversees about 126 client accounts.

    The company's headquarters is at 9870 Research Drive, Irvine, California 92618. Cooper Mcmanus is allowed to provide services to investors throughout 25 U.S. states and territories.

    Assets Under Management

    $1.3 billion

    Number of Advisors

    36

    Disclosures

    No

    Office Location

    9870 Research Drive
    Irvine, CA 92618

    Cooper Mcmanus by the Numbers

    Total Assets Under Management

    $1.3 billion

    National Average: $8.6 billion
    Total Number of Employees

    40

    National Average: 64
    Total Number of Accounts

    4,523

    National Average: 375,227
    Average Account Size

    $286.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    Cooper Mcmanus offers a number of financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the prior financial year, the company provided financial planning services to 11-25 of its clients. Cooper Mcmanus does sell products or offer services apart from investment advice to its clients. The company also has a number of financial industry affiliations, including with a lawyer or law firm.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees typically are based on which services the firm provides the client. Fee types billed by the firm likely include any combination of the following fee structures: asset-based, hourly, fixed or other. The company participates in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The firm works with a number of different investors. The company works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 4,523 clients, Cooper Mcmanus's largest client group is retail investors, though it also serves 277 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are non-U.S. persons.

    • High-Net-Worth Individuals* - 10.67%
    • Other Individuals - 82.54%
    • Corporations - 6.44%
    • Charitable Organizations - 0.35%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Cooper Mcmanus does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Cooper Mcmanus

    Courtland Alex
    Irvine, CA
    Susan Goodman
    Irvine, CA
    Terry Kerr
    Irvine, CA
    Bradley Sicoff
    Santa Ynez, CA
    Alissa Kroeger
    Thousand Oaks, CA
    Kyle Jones
    Culver City, CA
    Matthew Todsen
    Irvine, CA
    Martin Tadman
    Irvine, CA
    John Lindsey
    Thousand Oaks, CA

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