D'Arcy Capital Management, LLC
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Overview
D'Arcy Capital Management, LLC is an advisory firm located in San Diego, California. The firm controls $139.6 million in assets under management throughout 235 customer accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group, including 2 financial advisors. D'Arcy Capital Management, LLC does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are exchangable financial assets like options, stocks and bonds.
D'Arcy Capital Management, LLC manages all of its client assets on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by a portfolio manager without needing to seek client approval. The investment advisory firm manages about $593,998 for each account. The typical financial advisor at D'Arcy Capital Management, LLC oversees around 118 client accounts.
D'Arcy Capital Management, LLC's main office is at 12625 High Bluff Drive, San Diego, California 92130. The company is legally registered to serve investors across a few states, including California and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
D'Arcy Capital Management, LLC by the Numbers
$139.6 million
2
235
$594.0 thousand
Products and Services
D'Arcy Capital Management, LLC offers multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the prior fiscal year, the company provided 1-10 of its customers with financial planning services. The firm does not sell products or offer services aside from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services usually are based on which services the firm provides the client. However, fees charged by the company likely include the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
D'Arcy Capital Management, LLC caters to retail investors, high net worth investors and corporations. Out of its 235 accounts, D'Arcy Capital Management, LLC's largest client type is retail investors, but it also caters to 26 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.
- High-Net-Worth Individuals* - 32.1%
- Other Individuals - 61.73%
- Corporations - 6.17%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
D'Arcy Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at D'Arcy Capital Management, LLC
San Diego, CA
San Diego, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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