Dean Roland Russell, LLC
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Overview
Dean Roland Russell, LLC operates as a financial advisory firm that has its headquarters in San Diego, California. The company has $266.6 million in assets under management across 592 customer accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The firm has a small group, including 3 financial advisors. Dean Roland Russell, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as stocks, bonds and options.
Dean Roland Russell, LLC manages all of the firm's accounts in a discretionary manner. Discretionary management means that a portfolio manager makes transaction decisions for the client's account without requiring the client's approval. Dean Roland Russell, LLC's average account size is $450,419. An average advisor at Dean Roland Russell, LLC manages around 197 client accounts.
The company's main office is located at 16880 West Bernardo Drive, Suite 170, San Diego, California 92127. The company is legally registered to provide services to investors throughout 2 states, including California and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dean Roland Russell, LLC by the Numbers
$266.6 million
5
592
$450.4 thousand
Products and Services
Services that Dean Roland Russell, LLC offers include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, Dean Roland Russell, LLC provided 101-250 of its clients with financial planning services. The firm does not sell products or offer services aside from investment advice to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice usually vary depending on which service is provided. Fees billed by the firm likely are comprised of the following fee structures: asset-based, hourly or fixed. Dean Roland Russell, LLC does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Dean Roland Russell, LLC works with retail investors and high net worth investors. Out of its 592 customers, Dean Roland Russell, LLC's biggest client type is high net worth investors, although it also serves 111 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts reside abroad.
- High-Net-Worth Individuals* - 69.81%
- Other Individuals - 30.19%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dean Roland Russell, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Dean Roland Russell, LLC
San Diego, CA
San Diego, CA
San Diego, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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