Diligent Investors, LLC
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Overview
Diligent Investors, LLC operates as an advisory firm located in Redlands, California. It has $505.8 million in assets throughout 1,685 accounts, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 4 financial advisors. Diligent Investors, LLC is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as bonds, options and equities.
Diligent Investors, LLC oversees all of the company's client assets on a discretionary basis. Discretionary management means that buy and sell choices are made by a portfolio manager without needing the client's approval. The firm's average account size is $300,151. The average financial advisor at Diligent Investors, LLC administers about 421 client accounts.
The company's central office is located at 1447 Ford Street, Redlands, California 92374. Diligent Investors, LLC is registered to provide services to customers across a few states, including Arizona, California, Idaho, Nevada, Oregon, Texas, Utah and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Diligent Investors, LLC by the Numbers
$505.8 million
4
1,685
$300.2 thousand
Products and Services
Diligent Investors, LLC offers multiple services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. In the last financial year, Diligent Investors, LLC provided 1-10 of its accounts with financial planning services. Diligent Investors, LLC does sell products or offer services aside from investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees usually vary depending on the services offered. Fees billed by Diligent Investors, LLC likely include some blend of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Diligent Investors, LLC does business with a broad range of customers. The company provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 1,685 customers, Diligent Investors, LLC's biggest client group by number of accounts is retail investors, but it also caters to 142 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 21.42%
- Other Individuals - 61.24%
- Corporations - 15.84%
- Charitable Organizations - 1.51%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Diligent Investors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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