Ecor1 Capital, LLC

CRD#167121
Investment Advisor Firm

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Overview

Ecor1 Capital, LLC is a financial advisor firm based in San Francisco, California. It controls $4.4 billion in total assets over five customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management (AUM). The company has a small team, including 10 financial advisors. Ecor1 Capital, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments such as options, bonds and stocks.

Ecor1 Capital, LLC administers all of its accounts in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by a portfolio manager without needing to seek client permission. Ecor1 Capital, LLC's typical account size is $888.0 million. An average financial advisor at Ecor1 Capital, LLC oversees fewer than one client account, placing it among the most personalized advisor firms in the country.

The firm's central office is located at 357 Tehama Street, San Francisco, California 94103. The company is allowed to serve clients in the state of California.

Assets Under Management

$4.4 billion

Number of Advisors

10

Disclosures

No

Office Location

357 Tehama Street
San Francisco, CA 94103

Ecor1 Capital, LLC by the Numbers

Total Assets Under Management

$4.4 billion

National Average: $9.0 billion
Total Number of Employees

15

National Average: 71,771
Total Number of Accounts

5

National Average: 4,329
Average Account Size

$888.0 million

National Average: $2.1 million

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Fee Structure

Financial management fees typically are based on the type of financial services offered. However, fee types charged by the company likely include the following fee structures: asset-based or performance-based. Ecor1 Capital, LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 70% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 33% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm works with pooled investment vehicles. Out of its five customers, Ecor1 Capital, LLC's largest client group is pooled investment vehicles. About 40% of the firm's accounts reside abroad.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Ecor1 Capital, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

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