Engine No.1 LLC
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Overview
Engine No.1 LLC is a financial advisor firm located in San Francisco, California. It handles $299.9 million in assets over three accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The company has a small group, including 11 financial advisors. Engine No.1 LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like bonds, stocks and options.
Engine No.1 LLC administers all of the company's accounts on a discretionary basis. Discretionary management signifies that buy and sell judgments for the client's account are made by a portfolio manager without needing client authorization. The investment advisory firm's typical account size is $100.0 million. An average advisor at Engine No.1 LLC manages fewer than one client account, placing it among the most personalized financial advisor firms in the country.
The firm's headquarters is located at 710 Sansome Street, San Francisco, California 94111. The firm is legally permitted to serve clients in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Engine No.1 LLC by the Numbers

$299.9 million

33

3

$100.0 million
Fee Structure
Financial management fees typically are based on which services the firm provides the client. However, fee types billed by Engine No.1 LLC can be comprised of some blend of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with pooled investment vehicles. Out of its three customers, Engine No.1 LLC's largest client type by number of accounts is pooled investment vehicles. Around 33% of the company's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Engine No.1 LLC does not have any disclosures.
Please visit its Form ADV for more details.
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