Epiq Capital Group, LLC
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Overview
Epiq Capital Group, LLC operates as a financial advisory firm located in San Francisco, California. Epiq Capital Group, LLC manages $4.4 billion in total assets across 828 customer accounts, placing it among the largest firms in the nation by assets under management (AUM). The firm has an average-sized team, including 28 financial advisors. Epiq Capital Group, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments like options, equities and bonds.
Epiq Capital Group, LLC oversees the majority of its client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell choices without requiring client authorization. The company also has 193 non-discretionary accounts totaling $2.1 billion in assets under management. The investment advisory firm supervises about $5.3 million for every customer account. The typical financial advisor at Epiq Capital Group, LLC oversees around 30 client accounts, placing it towards the middle in terms of personalization.
Epiq Capital Group, LLC's main office is at 1 Lombard St. #200, San Francisco, California 94111. The company is permitted to provide services to customers throughout a number of states, including California, Colorado, Florida, Nevada, New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Epiq Capital Group, LLC by the Numbers
$4.4 billion
56
828
$5.3 million
Fee Structure
Fees charged by financial advisors vary depending on which services the firm provides the client. However, fees charged by the company can include any combination of the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It provides services to high net worth investors and pooled investment vehicles. Out of its 828 customers, Epiq Capital Group, LLC's largest client type by number of accounts is high net worth investors, though it also serves 193 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 69.68%
- Other Individuals - 0%
- Corporations - 30.32%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Epiq Capital Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Epiq Capital Group, LLC
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
Dallas, TX
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
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