Farallon Capital Management, L.L.C

CRD#107322
Investment Advisor Firm

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Learn more about Farallon Capital Management, L.L.C

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Farallon Capital Management, L.L.C is a financial advisory company headquartered in San Francisco, California. It handles $41.2 billion in total assets over 72 accounts, placing it among the biggest investment advisory firms in the nation by assets under management (AUM). The company has a large team, including 75 financial advisors. Farallon Capital Management, L.L.C does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like bonds, stocks and options.

    Farallon Capital Management, L.L.C oversees all of the firm's client assets in a discretionary manner. Discretionary management means that buy and sell decisions for the client's account are made by a portfolio manager without needing to seek the customer's approval. The firm's average account size is $572.9 million. An average advisor at Farallon Capital Management, L.L.C oversees fewer than one client account, placing it among the most personalized advisor firms in the country.

    The firm's main office is located at One Maritime Plaza, San Francisco, California 94111. The company is legally permitted to serve clients across 2 states, including California and Delaware.

    Assets Under Management

    $41.2 billion

    Number of Advisors

    75

    Disclosures

    No

    Office Location

    One Maritime Plaza
    San Francisco, CA 94111

    Farallon Capital Management, L.L.C by the Numbers

    Total Assets Under Management

    $41.2 billion

    National Average: $8.6 billion
    Total Number of Employees

    210

    National Average: 64
    Total Number of Accounts

    72

    National Average: 375,227
    Average Account Size

    $572.9 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors depend on which services the firm provides the client. Fee types billed by Farallon Capital Management, L.L.C most likely consist of any combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Farallon Capital Management, L.L.C.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    It provides services to pooled investment vehicles. Out of its 72 customers, Farallon Capital Management, L.L.C's biggest client type is pooled investment vehicles. About 51% of the company's clients reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Farallon Capital Management, L.L.C does not have any disclosures.

    Please visit its Form ADV for more details.

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