Firsthand Capital Management, Inc
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Overview
Firsthand Capital Management, Inc is an advisory firm based in San Jose, California. The firm oversees $127.9 million in total assets over three accounts, making it a mid-tier investment advisory firm in the United States by assets under management (AUM). The firm has a small team, including 2 financial advisors. Firsthand Capital Management, Inc is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments like bonds, stocks and options.
Firsthand Capital Management, Inc oversees all of the company's accounts in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by an investment advisor without needing to seek client consent. Firsthand Capital Management, Inc administers an average of $42.6 million for every customer account. The typical advisor at Firsthand Capital Management, Inc administers around two client accounts, placing it among the most personalized advisor firms in the country.
The firm's main office is at 150 Almaden Blvd, San Jose, California 95113. It is registered to serve customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Firsthand Capital Management, Inc by the Numbers
$127.9 million
7
3
$42.6 million
Fee Structure
Financial management fees largely are based on which services the firm provides the client. However, fees billed by the company most likely include the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Firsthand Capital Management, Inc.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with investment companies and business development companies. Out of its three clients, Firsthand Capital Management, Inc's biggest client group is investment companies. None of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Firsthand Capital Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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